Nebraska Wesleyan University - BS in Business Administration, Finance, 1986
Series 50 Municipal Advisor Rep (August 2017 to Present)
Series 63 Uniform Securities Rep (2004 to Feb. 2020)
Series 65 Investment Advisor Rep (1996 to Feb. 2020)
Series 7 General Securities Rep (1990 to 2015)
Sandee Stallings is BLX’s Chief Operating Officer. A senior member of BLX’s management team with 35 years of public finance experience, she heads BLX’s compliance practice, which encompasses arbitrage rebate and yield restriction compliance, post-issuance compliance, secondary market disclosure, and program administration services. Sandee is responsible for all aspects of project management, client services, work quality, and the overall operations of our compliance and consulting services nationwide. She oversees production in the Los Angeles, Phoenix, Dallas, and New York offices.
In addition to her management responsibilities, Sandee is an industry leader in monitoring compliance of tax-exempt financings for all types of municipal market participants. Her expertise, which includes the highly complicated areas of student loan and housing bond structures, is enhanced by her close working relationship with Orrick Tax Partners.
She joined BLX’s predecessor organization, the Financial Services Group of Orrick, in 1999 when it acquired the arbitrage rebate consulting group of Dain Rauscher Inc. (Dain Group). From 1994 through 1999, as Vice President and Manager, she was responsible for the oversight of the Dain Group. She also directed the daily functions of First Southwest Company’s arbitrage rebate group and was instrumental to the establishment of its practice between 1989 and 1994.
Sandee was associated with the Federal Reserve Bank of Dallas and the Federal Reserve Board in Washington, D.C. between 1986 and 1989 where she performed audits of bank holding companies and Federal Reserve branches, respectively.
